Filing Details
- Accession Number:
- 0001001250-16-000218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 16:13:10
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 16:13:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587814 | Michael O'hare | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Evp-Global Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-09-06 | 6,725 | $0.00 | 6,725 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2016-09-06 | 2,773 | $89.40 | 3,952 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2016-09-08 | 3,952 | $87.99 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to Buy) | Acquisiton | 2016-09-06 | 28,783 | $0.00 | 28,783 | $89.47 |
Class A Common Stock | Restricted Stock Units (Share Payout) | Acquisiton | 2016-09-06 | 7,821 | $0.00 | 7,821 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,783 | 2026-09-06 | No | 4 | A | Direct | |
25,809 | No | 4 | A | Direct |
Footnotes
- Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013.
- Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,594 shares exercisable from and after January 1, 2018; 9,594 shares exercisable from and after January 1, 2019; and 9,595 shares exercisable from and after January 1, 2020.
- Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common stock on a one-to-one basis on the applicable vesting date.
- Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,607 on October 31, 2017; 2,607 on October 31, 2018; and 2,607 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 10,169 on October 31, 2016; 7,732 on October 31, 2017; 5,301 on October 31, 2018; and 2,607 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.