Filing Details
- Accession Number:
- 0001209191-16-140541
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 15:33:04
- Reporting Period:
- 2016-06-30
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 15:33:04
- Original Submission Date:
- 2016-06-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108827 | Qep Resources Inc. | QEP | Crude Petroleum & Natural Gas (1311) | 870287750 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1178565 | B Charles Stanley | 1050 17Th Street Suite 800 Denver CO 80265 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-30 | 16,763 | $17.85 | 37,314 | No | 4 | P | Indirect | Employee Investment Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Employee Investment Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 742,353 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Phantom Stock Units | Phantom Stock Units | $0.00 | 53,605 | 53,605 | Direct | ||
Phantom Stock Units | Phantom Stock Units | $0.00 | 362,452 | 362,452 | Direct | ||
Common Stock | Stock Option | $39.07 | 2014-03-05 | 2018-02-25 | 63,588 | 63,588 | Direct |
Common Stock | Stock Option | $30.90 | 2015-03-05 | 2019-02-13 | 90,350 | 90,350 | Direct |
Common Stock | Stock Option | $30.12 | 2016-03-05 | 2020-02-13 | 100,088 | 100,088 | Direct |
Common Stock | Stock Option | $31.74 | 2021-02-13 | 87,194 | 87,194 | Direct | |
Common Stock | Stock Option | $21.69 | 2022-02-12 | 125,985 | 125,985 | Direct | |
Common Stock | Stock Option | $10.12 | 2023-02-16 | 142,106 | 142,106 | Direct | |
Common Stock | Stock Option | $27.55 | 2013-03-05 | 2017-03-05 | 62,000 | 62,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
53,605 | 53,605 | Direct | |
362,452 | 362,452 | Direct | |
2018-02-25 | 63,588 | 63,588 | Direct |
2019-02-13 | 90,350 | 90,350 | Direct |
2020-02-13 | 100,088 | 100,088 | Direct |
2021-02-13 | 87,194 | 87,194 | Direct |
2022-02-12 | 125,985 | 125,985 | Direct |
2023-02-16 | 142,106 | 142,106 | Direct |
2017-03-05 | 62,000 | 62,000 | Direct |
Footnotes
- Some of these shares are held in a trust for which I and my spouse are trustees.
- Phantom stock units will be payable in cash on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. This total includes shares attributable to the 401(k) supplemental program of the Deferred Compensation Wrap Plan. Consequently, share totals may change without any visible activity.
- These phantom units are associated with QEP's Cash Incentive Plan.
- The option vests in three annual installments beginning on March 5, 2015, subject to accelerated vesting upon the occurrence of certain events as set forth in the award agreement.
- The option vests in three annual installments beginning on March 5, 2016, subject to accelerated vesting upon the occurrence of certain events as set forth in the award agreement.
- The option vests in three annual installments beginning on March 5, 2017, subject to accelerated vesting upon the occurrence of certain events as set forth in the award agreement.