Filing Details
- Accession Number:
- 0001571049-16-018114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 10:53:16
- Reporting Period:
- 2016-08-29
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 10:53:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357971 | Energy Services Of America Corp | ESOA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270979 | V Douglas Reynolds | 75 West 3Rd Ave. Huntington WV 25701 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-29 | 2,811 | $1.47 | 1,299,097 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-08-30 | 2,000 | $1.48 | 1,301,097 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 559 | $1.44 | 1,301,656 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-09-07 | 1,500 | $1.46 | 1,303,156 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,907 | Indirect | Children |
Preferred Stock | 13 | Direct |
Footnotes
- Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
- Units consisting of one share of 6.0% Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.