Filing Details
- Accession Number:
- 0001209191-16-140477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 10:19:43
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 10:19:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-09-06 | 1,400 | $5.53 | 3,658,707 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-06 | 300 | $5.46 | 3,659,007 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-06 | 200 | $5.49 | 3,659,207 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-06 | 200 | $5.65 | 3,659,407 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-06 | 100 | $5.45 | 3,659,507 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-06 | 100 | $5.47 | 3,659,607 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-06 | 100 | $5.50 | 3,659,707 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-06 | 100 | $5.52 | 3,659,807 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-07 | 1,282 | $5.83 | 3,661,089 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-07 | 500 | $5.82 | 3,661,589 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-07 | 300 | $5.81 | 3,661,889 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-07 | 296 | $5.75 | 3,662,185 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-07 | 100 | $5.78 | 3,662,285 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-07 | 22 | $5.73 | 3,662,307 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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