Filing Details
- Accession Number:
- 0001144204-16-123149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 20:45:19
- Reporting Period:
- 2016-09-02
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 20:45:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577791 | Fifth Street Senior Floating Rate Corp. | FSFR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200461 | M Leonard Tannenbaum | 777 West Putnam Avenue, 3Rd Floor Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-02 | 34,530 | $8.91 | 439,258 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2016-09-06 | 38,313 | $8.89 | 477,571 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2016-09-07 | 38,313 | $8.92 | 515,884 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,451,920 | Direct | |
Common Stock | 10,875 | Indirect | See footnote |
Footnotes
- Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.