Filing Details
- Accession Number:
- 0001123292-16-002683
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 18:19:41
- Reporting Period:
- 2016-09-01
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 18:19:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571996 | Dell Technologies Inc | DVMT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
908724 | S Michael Dell | One Dell Way Round Rock TX 78682 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Common Stock | Acquisiton | 2016-09-01 | 836,364 | $27.50 | 261,355,504 | No | 4 | P | Direct | |
Series A Common Stock | Disposition | 2016-09-07 | 261,355,504 | $0.00 | 0 | No | 4 | D | Direct | |
Series A Common Stock | Disposition | 2016-09-07 | 24,551,291 | $0.00 | 0 | No | 4 | D | Indirect | By Susan Lieberman Dell Separate Property Trust |
Series C Common Stock | Disposition | 2016-09-07 | 32,575 | $0.00 | 0 | No | 4 | D | Direct | |
Class C Common Stock | Acquisiton | 2016-09-07 | 32,575 | $0.00 | 32,575 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | D | Direct | |
No | 4 | D | Indirect | By Susan Lieberman Dell Separate Property Trust |
No | 4 | D | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Common Stock | Class A Common Stock | Acquisiton | 2016-09-07 | 261,355,504 | $0.00 | 261,355,504 | $0.00 |
Class C Common Stock | Class A Common Stock | Acquisiton | 2016-09-07 | 78,569,486 | $27.50 | 78,569,486 | $0.00 |
Class C Common Stock | Class A Common Stock | Acquisiton | 2016-09-07 | 24,551,291 | $0.00 | 24,551,291 | $0.00 |
Class C Common Stock | Class A Common Stock | Acquisiton | 2016-09-07 | 8,339,605 | $27.50 | 8,339,605 | $0.00 |
Series A Common Stock | Options to Acquire Series A Common Stock | Disposition | 2016-09-07 | 10,909,091 | $0.00 | 10,909,091 | $13.75 |
Class A Common Stock | Options to Acquire Class A Common Stock | Acquisiton | 2016-09-07 | 10,909,091 | $0.00 | 10,909,091 | $13.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
261,355,504 | No | 4 | A | Direct | ||
339,924,990 | No | 4 | A | Direct | ||
24,551,291 | No | 4 | A | Indirect | ||
32,890,896 | No | 4 | A | Indirect | ||
0 | 2023-11-25 | No | 4 | D | Direct | |
10,909,091 | 2023-11-25 | No | 4 | A | Direct |
Footnotes
- Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.
- The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Exchange Act, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Exchange Act or for any other purpose, the beneficial owner of the securities.
- Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.
- Represents shares of Class A common stock purchased from the issuer in connection with the issuer's acquisition of EMC Corporation.
- The options vest in five equal annual installments during a vesting period that began on 11/25/2013.