Filing Details
- Accession Number:
- 0000911916-16-000654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 17:59:14
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 17:59:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348649 | Colucid Pharmaceuticals Inc. | CLCD | Pharmaceutical Preparations (2834) | 203419541 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1639972 | C. Linda Hogan | C/O Colucid Pharmaceuticals, Inc. 222 Third Street Cambridge MA 02142 | Head, Bus. Dev. And Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-06 | 36,452 | $10.00 | 36,452 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 3,518 | $7.56 | 39,970 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 5,031 | $6.75 | 45,001 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-06 | 8,549 | $19.50 | 36,452 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-09-06 | 5,032 | $20.00 | 31,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-09-06 | 31,420 | $20.00 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 2,839 | $5.09 | 2,839 | No | 4 | M | Indirect | By LLH Associates, LLC |
Common Stock | Acquisiton | 2016-09-06 | 896 | $5.09 | 3,735 | No | 4 | M | Indirect | By LLH Associates, LLC |
Common Stock | Disposition | 2016-09-06 | 3,735 | $19.50 | 0 | No | 4 | S | Indirect | By LLH Associates, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | By LLH Associates, LLC |
No | 4 | M | Indirect | By LLH Associates, LLC |
No | 4 | S | Indirect | By LLH Associates, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-06 | 36,452 | $0.00 | 36,452 | $10.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-06 | 3,518 | $0.00 | 3,518 | $7.56 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-06 | 5,031 | $0.00 | 5,031 | $6.75 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-06 | 2,839 | $0.00 | 2,839 | $5.09 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-09-06 | 896 | $0.00 | 896 | $5.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
53,675 | 2025-05-05 | No | 4 | M | Direct | |
6,482 | 2025-08-04 | No | 4 | M | Direct | |
29,469 | 2026-03-04 | No | 4 | M | Direct | |
0 | 2018-10-29 | No | 4 | M | Indirect | |
0 | 2019-02-02 | No | 4 | M | Indirect |
Footnotes
- Securities sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(i) adopted by Ms. Hogan on March 24, 2016.
- Represents the sale of 31,420 shares in multiple transactions, ranging in price from $20.00 to $20.025 per share, resulting in a weighted average sale price of $20.0011. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Options vest as follows: 33% of the shares vested on May 5, 2016; and the remaining shares vest in a series of 36 successive equal monthly installments upon completion of each additional month of service.
- Options vest as follows: one-third of the shares vested on August 4, 2016; and the remaining shares vest in a series of 36 successive equal monthly installments upon completion of each additional month of service.
- Options vest in a series of 48 successive equal monthly installments with the first monthly installment vesting on the grant date and the future installments vesting on the first day of each calendar month.
- This option is fully vested.