Filing Details
- Accession Number:
- 0000950142-16-004428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 17:12:11
- Reporting Period:
- 2016-09-02
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 17:12:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393883 | Dhi Group Inc. | DHX | Services-Business Services, Nec (7389) | 203179218 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1572477 | Shravan Goli | C/O Dhi Group, Inc. 1040 Avenue Of The Americas, 8Th Floor New York NY 10018 | Brightmatter Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-02 | 5,571 | $7.13 | 163,019 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-02 | 5,571 | $8.00 | 157,448 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 7,375 | $7.13 | 164,823 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-06 | 7,375 | $8.02 | 157,448 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-09-07 | 3,929 | $7.13 | 161,377 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-07 | 3,929 | $8.00 | 157,448 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-02 | 5,571 | $0.00 | 5,571 | $7.13 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-06 | 7,375 | $0.00 | 7,375 | $7.13 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-07 | 3,929 | $0.00 | 3,929 | $7.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
56,304 | 2021-02-19 | No | 4 | M | Direct | |
48,929 | 2021-02-19 | No | 4 | M | Direct | |
45,000 | 2021-02-19 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan.
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.00 to $8.03. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.00 to $8.05. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.00 to $8.005. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- This grant (initially consisting of 90,000 employee stock options) was granted on February 19, 2014 and has a vesting schedule of four years, with the first 25% of the grant vesting on the first anniversary of the date of grant and 6.25% vesting quarterly thereafter.