Filing Details

Accession Number:
0001127602-16-062117
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-07 17:00:34
Reporting Period:
2016-09-06
Filing Date:
2016-09-07
Accepted Time:
2016-09-07 17:00:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332920 G F Hammond C/O Aspen Technology, Inc.
20 Crosby Drive
Bedford MA 01730
Senior Vp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-06 977 $15.50 48,885 No 4 M Direct
Common Stock Acquisiton 2016-09-06 5,827 $23.38 54,712 No 4 M Direct
Common Stock Acquisiton 2016-09-06 4,940 $32.54 59,652 No 4 M Direct
Common Stock Disposition 2016-09-07 18,542 $45.91 41,110 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-06 977 $0.00 977 $15.50
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-06 5,827 $0.00 5,827 $23.38
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-06 4,940 $0.00 4,940 $32.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,883 2021-07-31 No 4 M Direct
648 2022-07-31 No 4 M Direct
3,415 2023-07-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $45.90 to $45.97, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The option granted at the exercise price of $15.50, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
  3. The option granted at an exercise price of $23.38, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
  4. The option granted at the exercise price of $32.54 becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2013.