Filing Details
- Accession Number:
- 0001127602-16-062117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 17:00:34
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 17:00:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1332920 | G F Hammond | C/O Aspen Technology, Inc. 20 Crosby Drive Bedford MA 01730 | Senior Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-06 | 977 | $15.50 | 48,885 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 5,827 | $23.38 | 54,712 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 4,940 | $32.54 | 59,652 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-07 | 18,542 | $45.91 | 41,110 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-06 | 977 | $0.00 | 977 | $15.50 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-06 | 5,827 | $0.00 | 5,827 | $23.38 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-06 | 4,940 | $0.00 | 4,940 | $32.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,883 | 2021-07-31 | No | 4 | M | Direct | |
648 | 2022-07-31 | No | 4 | M | Direct | |
3,415 | 2023-07-31 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $45.90 to $45.97, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option granted at the exercise price of $15.50, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
- The option granted at an exercise price of $23.38, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
- The option granted at the exercise price of $32.54 becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2013.