Home > Insider Trading > Filing (0001288847-16-000126)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288847	Five9 Inc.	FIVN	Services-Computer Processing & Data Preparation (7374)	943394123

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1639187	J. Michael Crane	C/O Five9, Inc., Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon CA 94583	Evp, Services	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-09-06	3,334	$5.18	80,006	No	4	M	Direct
Common Stock	Disposition	2016-09-06	3,334	$16.06	76,672	No	4	S	Direct
Common Stock	Disposition	2016-09-06	3,114	$15.57	73,558	No	4	S	Direct
Common Stock	Disposition	2016-09-06	514	$15.72	73,044	No	4	S	Direct
Common Stock	Disposition	2016-09-06	1,886	$15.85	71,158	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-09-06	3,334	$0.00	3,334	$5.18

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
110,000		2025-04-09	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.53 to $15.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reported sales were to cover taxes upon the vesting of restricted stock units.
Original option grant was for 160,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after 4/9/2015, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter.