Filing Details
- Accession Number:
- 0001140361-16-079061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 15:12:19
- Reporting Period:
- 2016-09-02
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 15:12:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495362 | C John Fowler | C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089 | Vice Chairman & Evp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-09-02 | 2,753 | $23.37 | 189,986 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-09-02 | 2,753 | $27.51 | 187,233 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2016-09-02 | 2,753 | $0.00 | 2,753 | $23.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
87,800 | 2017-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,291 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2012-05-14 | 2021-11-18 | 7,350 | 7,350 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $19.12 | 2012-05-14 | 2021-11-18 | 6,500 | 6,500 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2012-05-14 | 2021-11-18 | 17,500 | 17,500 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2012-05-14 | 2021-11-18 | 10,000 | 10,000 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $29.37 | 2019-01-31 | 30,000 | 30,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $15.37 | 2020-01-31 | 30,000 | 30,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $16.62 | 2020-01-31 | 45,000 | 45,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $41.26 | 2021-01-01 | 34,218 | 34,218 | Direct | |
Class A Common Stock | Class B Common Stock | $0.00 | 111,660 | 111,660 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-11-18 | 7,350 | 7,350 | Direct |
2021-11-18 | 6,500 | 6,500 | Direct |
2021-11-18 | 17,500 | 17,500 | Direct |
2021-11-18 | 10,000 | 10,000 | Direct |
2019-01-31 | 30,000 | 30,000 | Direct |
2020-01-31 | 30,000 | 30,000 | Direct |
2020-01-31 | 45,000 | 45,000 | Direct |
2021-01-01 | 34,218 | 34,218 | Direct |
111,660 | 111,660 | Indirect |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $27.50 to $27.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012.
- Became exercisable in two equal annual installments beginning on November 18, 2012.
- Became exercisable in three equal annual installments beginning on November 18, 2012.
- Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable in three equal annual installments beginning on January 1, 2013.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.