Filing Details
- Accession Number:
- 0000899243-16-028587
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 14:54:07
- Reporting Period:
- 2016-09-02
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 14:54:07
- Original Submission Date:
- 2016-09-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 710682831 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365246 | Tracy French | P.o. Box 966 Conway AR 72033 | Centennial Bank Ceo/ President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-09-02 | 20,000 | $23.43 | 154,168 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-02 | 3,230 | $23.44 | 150,938 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-02 | 2,500 | $23.40 | 148,438 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-02 | 34,770 | $23.37 | 113,668 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-02 | 29,500 | $23.36 | 84,168 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Restricted | 31,000 | Direct | |
| Common Stock - Performance Based | 33,000 | Direct | |
| Common Stock | 27,922 | Indirect | By IRA |
| Common Stock | 40,966 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Option | $18.46 | 2025-08-23 | 150,000 | 150,000 | Direct | |
| Common Stock | Stock Option | $8.62 | 2023-01-17 | 40,000 | 40,000 | Direct | |
| Common Stock | Stock Option | $9.54 | 2023-04-17 | 40,000 | 40,000 | Direct | |
| Common Stock | Stock Option | $14.71 | 2025-01-15 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-08-23 | 150,000 | 150,000 | Direct |
| 2023-01-17 | 40,000 | 40,000 | Direct |
| 2023-04-17 | 40,000 | 40,000 | Direct |
| 2025-01-15 | 100,000 | 100,000 | Direct |
Footnotes
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
- Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
- The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- Includes 466.480 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.
- Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.
- The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
- The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.
- The original report on Form 4 incorrectly reported the number of shares sold.
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