Filing Details
- Accession Number:
- 0001543407-16-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 09:17:10
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 09:17:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621797 | M Linda Tharby | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-06 | 12,958 | $76.64 | 22,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-06 | 5,608 | $177.10 | 16,538 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-09-06 | 7,350 | $177.10 | 9,188 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-09-06 | 7,333 | $72.12 | 16,521 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-06 | 2,979 | $177.57 | 13,542 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-09-06 | 4,354 | $177.57 | 9,188 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2016-09-06 | 12,958 | $0.00 | 12,958 | $76.64 |
| Common Stock | Stock Appreciation Rights | Disposition | 2016-09-06 | 7,333 | $0.00 | 7,333 | $72.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-11-23 | 2020-11-23 | No | 4 | M | Direct |
| 7,333 | 2012-11-22 | 2021-11-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,515 | Indirect | GSIP Trust |
| Common Stock | 93 | Indirect | SIP Trust |
Footnotes
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $176.79 through $177.52. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $177.45 through $177.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of September 30, 2015.
- Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 31, 2016.
- The stock appreciation rights vest in four annual installments beginning November 23, 2011.
- The stock appreciation rights vest in four annual installments beginning November 22, 2012.
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