Filing Details
- Accession Number:
- 0001144204-16-122941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-06 19:36:51
- Reporting Period:
- 2016-09-01
- Filing Date:
- 2016-09-06
- Accepted Time:
- 2016-09-06 19:36:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490349 | Medley Capital Corp | MCC | () | 274576073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510194 | Brook Taube | C/O Medley Capital Corporation 280 Park Avenue, 6Th Floor East New York NY 10017 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-09-01 | 20,000 | $7.49 | 530,947 | No | 4 | P | Indirect | By Medley Seed Funding I LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Medley Seed Funding I LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 190,000 | Indirect | See Footnote |
Footnotes
- On 09/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 20,000 shares of Medley Capital Corporation common stock. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
- These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.
Billionaire Hedge Funds
