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Filing Details

Accession Number:: 0000899243-16-028552
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-06 17:51:31
Reporting Period:: 2016-09-02

Filing Date:: 2016-09-06
Accepted Time:: 2016-09-06 17:51:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1331520	Home Bancshares Inc	HOMB	State Commercial Banks (6022)	710682831

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1365246	Tracy French	P.o. Box 966 Conway AR 72033	Centennial Bank Ceo/ President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2016-09-02	20,000	$23.43	154,168	No	4	S	Direct
Common Stock	Disposition	2016-09-02	3,230	$23.44	150,938	No	4	S	Direct
Common Stock	Disposition	2016-09-02	2,500	$23.40	148,438	No	4	S	Direct
Common Stock	Disposition	2016-09-02	34,770	$23.37	113,668	No	4	S	Direct
Common Stock	Disposition	2016-09-02	35,500	$23.36	78,168	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock - Restricted	31,000	Direct
Common Stock - Performance Based	33,000	Direct
Common Stock	27,922	Indirect	By IRA
Common Stock	40,966	Indirect	By 401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Stock Option	$18.46	2025-08-23	150,000	150,000	Direct
Common Stock	Stock Option	$8.62	2023-01-17	40,000	40,000	Direct
Common Stock	Stock Option	$9.54	2023-04-17	40,000	40,000	Direct
Common Stock	Stock Option	$14.71	2025-01-15	100,000	100,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-08-23	150,000	150,000	Direct
2023-01-17	40,000	40,000	Direct
2023-04-17	40,000	40,000	Direct
2025-01-15	100,000	100,000	Direct

Footnotes

The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
Includes 466.480 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.
Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.
The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.