Filing Details
- Accession Number:
- 0001209191-16-140189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-06 17:42:35
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-06
- Accepted Time:
- 2016-09-06 17:42:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388959 | M Diana Bonta | 1056 Alvira Street Los Angeles CA 90035 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-08-15 | 15 | $41.37 | 23,972 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2016-09-01 | 8 | $38.85 | 23,980 | No | 4 | A | Direct | |
Common Shares | Disposition | 2016-09-06 | 980 | $39.62 | 23,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 8/15/2016 as dividend at FMV
- DER units credited on 9/1/2016 as dividend at FMV