Filing Details
- Accession Number:
- 0001181431-11-008300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 17:36:36
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 17:36:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1137895 | P Kevin Westfall | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Svp - Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-04 | 18,950 | $17.00 | 27,642 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-04 | 998 | $16.99 | 28,640 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-04 | 998 | $17.70 | 29,638 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-04 | 20,946 | $30.43 | 8,692 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-08 | 37,215 | $19.21 | 45,907 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-08 | 37,215 | $32.25 | 8,692 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-04 | 18,950 | $0.00 | 18,950 | $17.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-04 | 998 | $0.00 | 998 | $16.99 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-04 | 998 | $0.00 | 998 | $17.70 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-08 | 37,215 | $0.00 | 37,215 | $19.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-28 | No | 4 | M | Direct | |
2,994 | 2019-03-02 | No | 4 | M | Direct | |
2,994 | 2019-03-02 | No | 4 | M | Direct | |
12,405 | 2017-07-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $30.31 to $30.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The option, representing a right to purchase a total of 57,900 shares (as of the grant date) at an exercise price equal to $17.00 per share, vested as to 25% of the underlying shares on each of July 28, 2004, July 28, 2005, July 28, 2006 and July 28, 2007.
- The option, representing a right to purchase a total of 3,992 shares (as of the grant date) at an exercise price equal to $16.99 per share, vested as to 25% of the underlying shares on June 1, 2010, and will vest as to an additional 25% on each of June 1, 2011, June 1, 2012 and June 1, 2013, subject to continuous employment with the Company.
- The option, representing a right to purchase a total of 3,992 shares (as of the grant date) at an exercise price equal to $17.70 per share, vested as to 25% of the underlying shares on June 1, 2010, and will vest as to an additional 25% on each of June 1, 2011, June 1, 2012 and June 1, 2013, subject to continuous employment with the Company.
- The option, representing a right to purchase a total of 49,620 shares (as of the grant date) at an exercise price equal to $19.21 per share, vested as to 25% of the underlying shares on each of July 30, 2008, July 30, 2009 and July 30, 2010, and will vest as to an additional 25% on July 30, 2011, subject to continuous employment with the Company.