Filing Details

Accession Number:
0001354488-16-008255
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-06 16:09:50
Reporting Period:
2016-09-01
Filing Date:
2016-09-06
Accepted Time:
2016-09-06 16:09:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350868 Iteris Inc. ITI Radio & Tv Broadcasting & Communications Equipment (3663) NV
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2186 Relm Wireless Corp 7100 Technology Drive
West Melbourne FL 32904
No No No Yes
1187586 H Joseph Moglia C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No No Yes
1591508 Fundamental Global Investors, Llc 4201 Congress Street, Suite 140
Charlotte NC 28209
Yes No No No
1619951 M Lewis Johnson C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No No Yes
1619991 Kyle Cerminara C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.10 Par Value Per Share Acquisiton 2016-09-01 8,941 $3.64 173,464 No 4 P Indirect Fundamental Global Partners, LP
Common Stock, $0.10 Par Value Per Share Acquisiton 2016-09-01 20,860 $3.64 397,282 No 4 P Indirect Fundamental Global Partners Master Fund, LP
Common Stock, $0.10 Par Value Per Share Acquisiton 2016-09-02 15,390 $3.68 188,854 No 4 P Indirect Fundamental Global Partners, LP
Common Stock, $0.10 Par Value Per Share Acquisiton 2016-09-02 35,909 $3.68 433,191 No 4 P Indirect Fundamental Global Partners Master Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Fundamental Global Partners, LP
No 4 P Indirect Fundamental Global Partners Master Fund, LP
No 4 P Indirect Fundamental Global Partners, LP
No 4 P Indirect Fundamental Global Partners Master Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.10 Par Value Per Share 1,778,149 Indirect RELM Wireless Corporation
Footnotes
  1. The Reporting Persons beneficially own in the aggregate 2,400,194 shares of Common Stock, which represent approximately 7.5% of the Company?s outstanding shares of Common Stock. Mr. D. Kyle Cerminara serves on the Board of Directors of the Company. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP (?FGPP?), Fundamental Global Partners Master Fund, LP (?FGPM?) and RELM Wireless Corporation (?RWC?).
  2. Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP and FGPM. Due to their positions with RWC, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be a beneficial owners of the shares of Common Stock disclosed as directly owned by RWC. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.