Filing Details

Accession Number:
0001209191-16-140005
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-06 14:47:16
Reporting Period:
2016-09-01
Filing Date:
2016-09-06
Accepted Time:
2016-09-06 14:47:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-09-01 2,000 $5.50 3,654,407 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-01 300 $5.47 3,654,707 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-01 200 $5.44 3,654,907 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-02 1,900 $5.55 3,656,807 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-02 300 $5.68 3,657,107 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-02 100 $5.63 3,657,207 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-02 100 $5.71 3,657,307 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.