Filing Details
- Accession Number:
- 0001209191-16-140005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-06 14:47:16
- Reporting Period:
- 2016-09-01
- Filing Date:
- 2016-09-06
- Accepted Time:
- 2016-09-06 14:47:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-09-01 | 2,000 | $5.50 | 3,654,407 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-01 | 300 | $5.47 | 3,654,707 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-01 | 200 | $5.44 | 3,654,907 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-02 | 1,900 | $5.55 | 3,656,807 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-02 | 300 | $5.68 | 3,657,107 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-02 | 100 | $5.63 | 3,657,207 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-02 | 100 | $5.71 | 3,657,307 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.