Filing Details
- Accession Number:
- 0001127602-16-061878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-06 14:01:43
- Reporting Period:
- 2016-09-02
- Filing Date:
- 2016-09-06
- Accepted Time:
- 2016-09-06 14:01:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1423752 | G. Roger Eaton | 1441 Gardiner Lane Louisville KY 40213 | Ceo, Kfc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-02 | 135,318 | $29.29 | 245,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-02 | 81,800 | $91.91 | 163,936 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-09-02 | 53,518 | $91.72 | 110,418 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-09-02 | 135,318 | $0.00 | 135,318 | $29.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-05 | 2019-02-05 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $91.52 to $91.96. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
