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Home > Insider Trading > Filing (0000899243-16-028490)

Filing Details

Accession Number:: 0000899243-16-028490
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-02 20:34:03
Reporting Period:: 2016-08-31

Filing Date:: 2016-09-02
Accepted Time:: 2016-09-02 20:34:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	Services-Prepackaged Software (7372)	371634325

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626754	Greg Pavlik	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054	Chief Product Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-08-31	6,839	$7.82	379,741	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	149,023	Indirect	Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016.