Filing Details
- Accession Number:
- 0001225208-16-038775
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-02 17:04:32
- Reporting Period:
- 2015-06-03
- Filing Date:
- 2016-09-02
- Accepted Time:
- 2016-09-02 17:04:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189930 | V John Faraci | 10 Farm Springs Road Farmington CT 06032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-03 | 860 | $118.66 | 860 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-10 | 80 | $109.92 | 940 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-04 | 239 | $99.59 | 1,179 | No | 4 | P | Direct | |
Common Stock | Disposition | 2015-10-02 | 42 | $87.14 | 1,145 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-02-10 | 1,153 | $87.96 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-02-22 | 0 | $89.10 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. These transactions did not result in a short swing profit because the purchase prices were in each case greater than any of the matchable sale prices and, as a result, no disgorgement to the issuer is required of the reporting person.
- Includes additional shares acquired through reinvestment of dividends, which are transactions exempt from reporting under SEC Rule 16a-11.