Filing Details
- Accession Number:
- 0001209191-16-139788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-02 16:31:53
- Reporting Period:
- 2016-09-01
- Filing Date:
- 2016-09-02
- Accepted Time:
- 2016-09-02 16:31:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1644616 | Lee Richard Stollmeyer | 4051 Broad Street Suite 220 San Luis Obispo CA 93401 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-09-01 | 21,760 | $0.00 | 82,191 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2016-09-01 | 21,760 | $17.35 | 60,431 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | Acquisiton | 2016-09-01 | 21,760 | $0.00 | 21,760 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,027,110 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | $0.00 | 23,750 | 23,750 | Indirect | ||
| Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | $0.00 | 1,250 | 1,250 | Indirect | ||
| Class A Common Stock | Class B Common Stock (convertible into Class A Common Stock) | $0.00 | 1,250 | 1,250 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 23,750 | 23,750 | Indirect | |
| 1,250 | 1,250 | Indirect | |
| 1,250 | 1,250 | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- Includes 43,177 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.215 to $17.59, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- The shares are held of record by the Reporting Person's spouse.
- The shares are held of record by the Reporting Person as custodian for the benefit of his minor child.
- The shares are held of record by the Reporting Person's spouse as custodian for the benefit of her minor child.
Billionaire Hedge Funds
