Filing Details
- Accession Number:
- 0000757011-16-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-02 13:07:58
- Reporting Period:
- 2016-08-31
- Filing Date:
- 2016-09-02
- Accepted Time:
- 2016-09-02 13:07:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 757011 | Usg Corp | [USG] | Concrete, Gypsum & Plaster Products (3270) | 363329400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628631 | R. Kenneth Banas | C/O Usg Corporation 550 W. Adams St. Chicago IL 60661 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-31 | 3,571 | $6.86 | 15,356 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-31 | 4,137 | $11.98 | 19,493 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-31 | 3,121 | $14.76 | 22,614 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-31 | 728 | $18.99 | 23,342 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-31 | 11,557 | $28.04 | 11,785 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-31 | 3,571 | $0.00 | 3,571 | $6.86 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-31 | 4,137 | $0.00 | 4,137 | $11.98 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-31 | 3,121 | $0.00 | 3,121 | $14.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-31 | 728 | $0.00 | 728 | $18.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-11 | No | 4 | M | Direct | |
| 0 | 2020-02-10 | No | 4 | M | Direct | |
| 0 | 2022-02-08 | No | 4 | M | Direct | |
| 1,715 | 2021-02-09 | No | 4 | M | Direct |
Footnotes
- The per share sales price for the common stock sold in the reported transaction ranged from $28.00 to $28.17. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 11, 2010.
- The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 10, 2011.
- The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 8, 2013.
- The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 9, 2012.
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