Filing Details
- Accession Number:
- 0001209191-16-139651
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-02 12:34:50
- Reporting Period:
- 2016-08-31
- Filing Date:
- 2016-09-02
- Accepted Time:
- 2016-09-02 12:34:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1608249 | Zayo Group Holdings Inc. | ZAYO | Telephone Communications (No Radiotelephone) (4813) | 261398293 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1622435 | Daniel Caruso | 1805 29Th Street Suite 2050 Boulder CO 80301 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-01 | 13,000 | $29.12 | 1,322,252 | No | 4 | S | Indirect | By Bear Equity, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Bear Equity, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2016-08-31 | 71,160 | $0.00 | 71,160 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-08-31 | 59,111 | $0.00 | 59,111 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
71,160 | No | 4 | A | Direct | ||
59,111 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,539,425 | Direct | |
Common Stock | 1,128,269 | Indirect | By Bear Investments, LLLP |
Common Stock | 439 | Indirect | By VP Holdings, LLC |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2016.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.98 to $29.21. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") commonstock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares ofcommon stock received by the reporting person will be determined based on the Company's historical stock price performance.
- The restricted stock units vest in full on September 30, 2017.
- Each Part A restricted stock unit converts into one share of Zayo Group Holdings, Inc. common stock.