Filing Details
- Accession Number:
- 0001633978-16-000093
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-09-01 20:10:41
- Reporting Period:
- 2016-08-16
- Filing Date:
- 2016-09-01
- Accepted Time:
- 2016-09-01 20:10:41
- Original Submission Date:
- 2016-08-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | Communications Equipment, Nec (3669) | 473108385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648256 | Vincent Retort | C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-16 | 8,114 | $32.59 | 587 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-16 | 64,034 | $0.00 | 64,621 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 11/27/2015.
- This amended Form 4 is being filed to reflect that the award granted to the reporting person on August 16, 2016 is a restricted stock award and to report the award in Table I. The original Form 4 reporting the award reflected a grant of restricted stock units and such award was reported in Table II. All other terms of the award are the same.
- Grant of restricted common stock awarded August 16, 2016, vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.
Billionaire Hedge Funds
