Filing Details
- Accession Number:
- 0001001250-16-000213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-01 17:36:26
- Reporting Period:
- 2016-08-31
- Filing Date:
- 2016-09-01
- Accepted Time:
- 2016-09-01 17:36:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
942617 | S Ronald Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Chairman, Clinique Labs Llc | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-31 | 608,500 | $0.00 | 608,500 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2016-08-31 | 174,184 | $89.10 | 434,316 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 324,799 | $88.80 | 109,517 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 1,017 | $89.40 | 108,500 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 19,600 | $0.00 | 88,900 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 6,450 | $0.00 | 82,450 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 21,700 | $0.00 | 60,750 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 20,000 | $0.00 | 40,750 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 27,250 | $0.00 | 13,500 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 13,500 | $0.00 | 0 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2016-08-31 | 608,500 | $0.00 | 608,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,403,531 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 6,364 | Indirect | by Descendants of RSL 1966 Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 6,364 | 6,364 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,364 | 6,364 | Indirect |
Footnotes
- Ronald S. Lauder ("RSL") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $88.79 to $89.27 per share, inclusive.
- Sales prices range from $88.37 to $89.36 per share, inclusive.
- Sales prices range from $89.37 to $89.44 per share, inclusive.
- Not applicable.
- RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.