Filing Details

Accession Number:
0001001250-16-000213
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-01 17:36:26
Reporting Period:
2016-08-31
Filing Date:
2016-09-01
Accepted Time:
2016-09-01 17:36:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942617 S Ronald Lauder C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Chairman, Clinique Labs Llc No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-31 608,500 $0.00 608,500 No 4 C Direct
Class A Common Stock Disposition 2016-08-31 174,184 $89.10 434,316 No 4 S Direct
Class A Common Stock Disposition 2016-09-01 324,799 $88.80 109,517 No 4 S Direct
Class A Common Stock Disposition 2016-09-01 1,017 $89.40 108,500 No 4 S Direct
Class A Common Stock Disposition 2016-09-01 19,600 $0.00 88,900 No 5 G Direct
Class A Common Stock Disposition 2016-09-01 6,450 $0.00 82,450 No 5 G Direct
Class A Common Stock Disposition 2016-09-01 21,700 $0.00 60,750 No 5 G Direct
Class A Common Stock Disposition 2016-09-01 20,000 $0.00 40,750 No 5 G Direct
Class A Common Stock Disposition 2016-09-01 27,250 $0.00 13,500 No 5 G Direct
Class A Common Stock Disposition 2016-09-01 13,500 $0.00 0 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2016-08-31 608,500 $0.00 608,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,403,531 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 6,364 Indirect by Descendants of RSL 1966 Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 6,364 6,364 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
6,364 6,364 Indirect
Footnotes
  1. Ronald S. Lauder ("RSL") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
  2. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
  3. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  4. Sales prices range from $88.79 to $89.27 per share, inclusive.
  5. Sales prices range from $88.37 to $89.36 per share, inclusive.
  6. Sales prices range from $89.37 to $89.44 per share, inclusive.
  7. Not applicable.
  8. RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.