Filing Details
- Accession Number:
- 0001179110-16-029176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-01 12:21:35
- Reporting Period:
- 2016-08-30
- Filing Date:
- 2016-09-01
- Accepted Time:
- 2016-09-01 12:21:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1296484 | Top Ships Inc. | TOPS | Deep Sea Foreign Transportation Of Freight (4412) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1512282 | Ronin Capital, Llc | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-08-30 | 8,400 | $3.96 | 102,850 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-31 | 27,500 | $3.87 | 75,350 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $3.92 to $3.99. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $3.78 to $3.95. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.