Filing Details
- Accession Number:
- 0001209191-16-139365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-01 10:44:38
- Reporting Period:
- 2016-08-30
- Filing Date:
- 2016-09-01
- Accepted Time:
- 2016-09-01 10:44:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-30 | 300 | $5.39 | 3,649,184 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-30 | 400 | $5.32 | 3,649,584 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-30 | 146 | $5.31 | 3,649,730 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-30 | 100 | $5.33 | 3,649,830 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-30 | 77 | $5.38 | 3,649,907 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-31 | 1,497 | $5.45 | 3,651,404 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-31 | 769 | $5.48 | 3,652,173 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-31 | 134 | $5.47 | 3,652,307 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-31 | 100 | $5.40 | 3,652,407 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.