Filing Details

Accession Number:
0001209191-16-139365
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-01 10:44:38
Reporting Period:
2016-08-30
Filing Date:
2016-09-01
Accepted Time:
2016-09-01 10:44:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-30 300 $5.39 3,649,184 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-30 400 $5.32 3,649,584 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-30 146 $5.31 3,649,730 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-30 100 $5.33 3,649,830 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-30 77 $5.38 3,649,907 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-31 1,497 $5.45 3,651,404 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-31 769 $5.48 3,652,173 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-31 134 $5.47 3,652,307 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-31 100 $5.40 3,652,407 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.