Filing Details
- Accession Number:
- 0001551182-16-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-01 10:23:46
- Reporting Period:
- 2016-08-30
- Filing Date:
- 2016-09-01
- Accepted Time:
- 2016-09-01 10:23:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551182 | Eaton Corp Plc | ETN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1479938 | Uday Yadav | 1000 Eaton Boulevard Cleveland OH 44122 | See Remarks Below. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2016-08-30 | 6,867 | $67.07 | 22,601 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2016-08-30 | 3,051 | $40.41 | 25,652 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2016-08-30 | 3,051 | $67.02 | 22,601 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2016-08-30 | 5,795 | $41.57 | 28,396 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2016-08-30 | 5,500 | $67.04 | 22,896 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2016-08-30 | 295 | $67.04 | 22,601 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option | Disposition | 2016-08-30 | 3,051 | $40.41 | 3,051 | $40.41 |
| Ordinary Shares | Stock Option | Disposition | 2016-08-30 | 5,795 | $41.57 | 5,795 | $41.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-27 | No | 4 | M | Direct | |
| 2,405 | 2018-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 5,546 | Indirect | by trustee of ESP |
Footnotes
- Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These ordinary shares are held in the Eaton Savings Plan.
- These stock options were granted on February 27, 2007 and became fully exercisable over a three year period which ended on February 27, 2010.
- These stock options were granted on February 26, 2008 and became fully exercisable over a three year period which ended on February 26, 2011.
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