Home > Insider Trading > Filing (0001179110-16-029156)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392677	R Eric Ludwig	C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105	Evp, Coo And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-08-29	26,119	$2.32	59,966	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	133,127	Indirect	Trust

Footnotes

The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that Mr. Ludwig entered into on March 2, 2016.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.29 to $2.36. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
In a Form 4 filed on August 17, 2016, Mr. Ludwig reported that he directly beneficially owned 79,472 shares of common stock of Glu Mobile Inc. ("Glu"). Mr. Ludwig subsequently acquired 6,613 shares of Glu common stock on August 19, 2016 pursuant to Glu's 2007 Employee Stock Purchase Plan, which purchase was exempt from reporting under Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended. The amount of securities directly beneficially owned by Mr. Ludwig following this transaction takes into account this purchase.
These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.