Filing Details
- Accession Number:
- 0001209191-11-007781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 16:31:02
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 16:31:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185921 | James Lakin | 3871 Lakefield Drive Suwanee GA 30024 | President, Adv Tech & Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-07 | 135,000 | $10.20 | 272,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-07 | 135,000 | $13.20 | 137,986 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option | Disposition | 2011-02-07 | 135,000 | $0.00 | 135,000 | $10.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-08-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 5,140 | Direct | |
| Restricted Stock | 27,090 | Direct | |
| Restricted Stock | 30,937 | Direct | |
| Restricted Stock | 41,250 | Direct | |
| Restricted Stock | 27,550 | Direct | |
| Restricted Stock | 45,917 | Direct |
Footnotes
- Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which is in part performance based. 27,500 shares of the grant are guaranteed and will vest over a two year period. 0 to 27,500 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
- Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is in part performance-based. 9,183 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 36,734 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- Stock options are currently fully exercisable
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