Filing Details
- Accession Number:
- 0000009984-16-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-31 16:58:17
- Reporting Period:
- 2016-08-29
- Filing Date:
- 2016-08-31
- Accepted Time:
- 2016-08-31 16:58:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-10 | 1,500 | $0.00 | 357,268 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2016-08-29 | 150 | $41.46 | 414,226 | No | 4 | S | Indirect | Trust #42-01-100-8546559 |
| Common Stock | Disposition | 2016-08-29 | 25 | $41.46 | 75,996 | No | 4 | S | Indirect | Trust #42-01-100-8550714 |
| Common Stock | Disposition | 2016-08-29 | 50 | $41.46 | 161,137 | No | 4 | S | Indirect | Trust #42-01-100-8550720 |
| Common Stock | Disposition | 2016-08-29 | 320 | $41.46 | 483,183 | No | 4 | S | Indirect | Trust #42-01-100-8550719 |
| Common Stock | Disposition | 2016-08-29 | 150 | $41.46 | 411,540 | No | 4 | S | Indirect | Trust #42-01-100-8546558 |
| Common Stock | Disposition | 2016-08-29 | 35 | $41.46 | 84,141 | No | 4 | S | Indirect | Trust #42-01-100-8550713 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Indirect | Trust #42-01-100-8546559 |
| No | 4 | S | Indirect | Trust #42-01-100-8550714 |
| No | 4 | S | Indirect | Trust #42-01-100-8550720 |
| No | 4 | S | Indirect | Trust #42-01-100-8550719 |
| No | 4 | S | Indirect | Trust #42-01-100-8546558 |
| No | 4 | S | Indirect | Trust #42-01-100-8550713 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35,403 | Indirect | By 401(k) Plan |
| Common Stock | 4,252 | Indirect | By my wife |
| Common Stock | 39,221 | Indirect | Trust #42-01-100-8546568 |
| Common Stock | 145,242 | Indirect | Trust #42-01-102-2548261 |
| Common Stock | 92,771 | Indirect | Trust #42-01-102-2549053 |
Footnotes
- Includes a balance of 1356 Restricted Stock Units granted 2/10/2016 that are subject to forfeiture if certan events occur.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
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