Filing Details
- Accession Number:
- 0001179110-16-029144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-31 15:28:30
- Reporting Period:
- 2016-08-29
- Filing Date:
- 2016-08-31
- Accepted Time:
- 2016-08-31 15:28:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227102 | Constantine Iordanou | C/O Arch Capital Group Ltd. Waterloo House,100 Pitts Bay Road Pembroke D0 HM 08 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Disposition | 2016-08-29 | 50,000 | $79.50 | 243,030 | No | 4 | S | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2016-08-31 | 100 | $0.00 | 242,930 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2016-06-30 | 11,292 | $0.00 | 11,292 | $23.71 |
Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Acquisiton | 2016-06-30 | 11,292 | $0.00 | 11,292 | $23.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
112,446 | 2017-05-11 | No | 5 | G | Indirect | |
22,554 | 2017-05-11 | No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $.0033 Par Value Per Share | 201,676 | Indirect | By 2015 GRAT |
Common Shares, $.0033 Par Value Per Share | 158,514 | Indirect | By 2010 GRAT |
Common Shares, $.0033 Par Value Per Share | 83,333 | Indirect | By Limited Liability Company |
Common Shares, $.0033 Par Value Per Share | 116,613 | Indirect | By Limited Liability Company |
Common Shares, $.0033 Par Value Per Share | 11,616 | Indirect | By child |
Series C Non-Cumulative Preferred Shares (Non-Convertible) | 6,000 | Direct | |
Series C Non-Cumulative Preferred Shares (Non-Convertible) | 1,800 | Indirect | By spouse |
Footnotes
- On June 30, 2016, 11,292 share appreciation rights were distributed from the 2010 GRAT. Such share appreciation rights were previously reported as indirectly beneficially held by the 2010 GRAT. Following such distribution, the reporting person owns 22,554 share appreciation rights directly and 112,446 indirectly by the 2010 GRAT.
- Represents a weighted average sales price; the sales prices range from $79.405 to $79.69. Upon request, the full sale information regarding the number of shares sold at each price increment will be provide to the Commission or to the security holder of the issuer.
- The shares were sold in order to satisfy state and federal income taxes.
- The share appreciation right became exercisable in three equal annual installments commencing May 11, 2008, subject to the applicable award agreement.