Filing Details
- Accession Number:
- 0001209191-16-139247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-31 13:09:52
- Reporting Period:
- 2016-01-15
- Filing Date:
- 2016-08-31
- Accepted Time:
- 2016-08-31 13:09:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1308027 | Vystar Corp | VYST | Fabricated Rubber Products, Nec (3060) | 202027731 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1546153 | D. Keith Osborn | 2480 Briarcliff Rd Ne, #6, Suite 159 Atlanta GA 30329 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-15 | 416,667 | $0.03 | 5,848,609 | No | 4 | X | Indirect | By Sound Investment Partners, LLC |
Common Stock | Acquisiton | 2016-05-16 | 1,000,000 | $0.05 | 6,848,609 | No | 4 | P | Indirect | By Sound Investment Partners, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By Sound Investment Partners, LLC |
No | 4 | P | Indirect | By Sound Investment Partners, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (Right to Buy) | Acquisiton | 2015-12-15 | 416,667 | $0.00 | 416,667 | $0.03 |
Common Stock | Common Stock Warrant (Right to Buy) | Disposition | 2016-01-15 | 416,667 | $0.00 | 416,667 | $0.03 |
Common Stock | Director Stock Option (Right to Buy) | Acquisiton | 2016-05-18 | 500,000 | $0.00 | 500,000 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
416,667 | 2014-03-07 | 2016-03-07 | No | 5 | G | Indirect |
0 | 2014-03-07 | 2016-03-07 | No | 4 | X | Indirect |
500,000 | 2026-05-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,525,000 | Indirect | By 401(k) plan |
Common Stock | 155,000 | Indirect | As custodian for minor child |
Common Stock | 4,209,000 | Direct | |
Common Stock | 200,000 | Indirect | By Trust |
Footnotes
- The securities are held by Sound Investment Partners, LLC. The reporting person is the Manager of Sound Investment Partners, LLC.
- The shares are held by the Keith D. Osborn 1991 life insurance trust, for which the reporting person's spouse is the sole trustee.
- 25,000 of the options shall vest and become exercisable quarterly commencing on June 30, 2016, and continuing for each fiscal quarter thereafter for so long as the reporting person remains in the continuous service of the issuer as a director.