Filing Details
- Accession Number:
- 0001209191-16-139246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-31 13:08:24
- Reporting Period:
- 2015-03-01
- Filing Date:
- 2016-08-31
- Accepted Time:
- 2016-08-31 13:08:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1308027 | Vystar Corp | VYST | Fabricated Rubber Products, Nec (3060) | 202027731 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1473625 | Joseph Allegra | Vystar Corporation, 2480 Briarcliff Rd Ne, #6, Suite 159 Atlanta GA 30329 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-01 | 2,660,353 | $0.05 | 6,024,798 | No | 4 | C | Indirect | By Diamond II Investments, LLC |
Common Stock | Acquisiton | 2015-03-01 | 1,181,644 | $0.05 | 3,872,226 | No | 4 | C | Indirect | By by Itailia-Eire, LP |
Common Stock | Acquisiton | 2016-05-16 | 500,000 | $0.05 | 600,000 | No | 4 | P | Indirect | By Diamond I Investments, LLC |
Common Stock | Acquisiton | 2016-05-16 | 500,000 | $0.05 | 6,524,798 | No | 4 | P | Indirect | By Diamond II Investments, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Diamond II Investments, LLC |
No | 4 | C | Indirect | By by Itailia-Eire, LP |
No | 4 | P | Indirect | By Diamond I Investments, LLC |
No | 4 | P | Indirect | By Diamond II Investments, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 10% Series A Cumulative Convertible Preferred Stock | Disposition | 2015-03-01 | 11,257 | $10.00 | 2,660,353 | $0.05 |
Common Stock | 10% Series A Cumulative Convertible Preferred Stock | Disposition | 2015-03-01 | 5,000 | $10.00 | 1,181,644 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 751,819 | Direct |
Footnotes
- Held by Diamond II Investments, LLC, of which the Reporting Person is a member and manager thereof.
- Held by Itailia-Eire, LP, of which the Reporting Person is the General Partner and majority owner.
- Held by Diamond I Investments, LLC, of which the Reporting Person is a member and manager thereof.
- Reflects a correction in the total number of shares held directly by the reporting person from the total stated in previous Form 4s filed by the reporting person.
- The 10% Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock")is convertible commencing six months from the acceptance date of the Securities Purchase Agreement, dated May 7, 2013 (the "Purchase Date"). The holder of Series A Preferred Stock can convert up to 5% of its shares six months following the Purchase Date and on a monthly basis thereafter.
- Series A Preferred Stock has no expiration date.