Filing Details
- Accession Number:
- 0001209191-16-139232
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-08-30 21:50:33
- Reporting Period:
- 2016-07-26
- Filing Date:
- 2016-08-30
- Accepted Time:
- 2016-08-30 21:50:33
- Original Submission Date:
- 2016-07-26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1114995 | Impinj Inc | PI | Electronic Components, Nec (3679) | 912041398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184752 | A Tom Alberg | 999 Third Avenue 34Th Floor Seattle WA 98104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-26 | 672,895 | $0.00 | 672,895 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-07-26 | 515,236 | $0.00 | 1,188,131 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-07-26 | 37,026 | $7.46 | 1,225,157 | No | 4 | X | Indirect | See footnote |
Common Stock | Disposition | 2016-07-26 | 19,720 | $14.00 | 1,205,437 | No | 4 | F | Indirect | See footnote |
Common Stock | Acquisiton | 2016-07-26 | 35,714 | $14.00 | 35,714 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | X | Indirect | See footnote |
No | 4 | F | Indirect | See footnote |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series 1 Preferred Stock | Disposition | 2016-07-26 | 672,895 | $0.00 | 672,895 | $0.00 |
Common Stock | Series 2 Preferred Stock | Disposition | 2016-07-26 | 412,203 | $0.00 | 412,203 | $0.00 |
Common Stock | Series 2 Preferred Warrant (Right to Buy) | Disposition | 2016-07-26 | 29,623 | $0.00 | 29,623 | $9.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2017-06-30 | No | 4 | X | Indirect |
Footnotes
- Each share of Series 1 Preferred Stock automatically converted into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- 72,531 of these shares are held of record by Madrona Managing Director Fund, LLC; 541,350 of these shares are held of record by Madrona Venture Fund I-A, L.P.; and 59,014 of these shares are held of record by Madrona Venture Fund I-B, L.P.
- Madrona Investment Partners, LLC, as the sole general partner of Madrona Venture Fund I-A, L.P. and Madrona Venture Fund I-B, L.P., may be deemed to beneficially own certain of the shares held of record by Madrona Venture Fund I-A, L.P. and Madrona Venture Fund I-B, L.P. but disclaims beneficial ownership of such shares in which it does not have an actual pecuniary interest. Tom A. Alberg, a member of the board of directors, disclaims beneficial ownership of all shares held of record by Madrona Managing Director Fund, LLC, Madrona Venture Fund I-A, L.P. and Madrona Venture Fund I-B, L.P., in which he does not have an actual pecuniary interest. By virtue of their relationship as affiliated entities who have overlapping general partners and managing directors, Madrona Managing Director Fund, LLC, Madrona Venture Fund I-A, L.P., Madrona Venture Fund I-B, L.P., Madrona Investment Partners, LLC and Mr. Alberg may be deemed to share voting and investment control of the record shares.
- Each share of Series 2 Preferred Stock automatically converted into 1.24996780424983 shares of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- 128,039 of these shares are held of record by Madrona Managing Director Fund, LLC; 955,957 of these shares are held of record by Madrona Venture Fund I-A, L.P.; and 104,135 of these shares are held of record by Madrona Venture Fund I-B, L.P.
- The warrant was automatically net exercised immediately prior to the completion of the Issuer's initial public offering of Common Stock.
- 132,027 of these shares are held of record by Madrona Managing Director Fund, LLC; 985,753 of these shares are held of record by Madrona Venture Fund I-A, L.P.; and 107,377 of these shares are held of record by Madrona Venture Fund I-B, L.P.
- 129,902 of these shares are held of record by Madrona Managing Director Fund, LLC; 969,886 of these shares are held of record by Madrona Venture Fund I-A, L.P.; and 105,649 of these shares are held of record by Madrona Venture Fund I-B, L.P.