Filing Details
- Accession Number:
- 0001437749-16-038225
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-30 18:48:18
- Reporting Period:
- 2016-08-26
- Filing Date:
- 2016-08-30
- Accepted Time:
- 2016-08-30 18:48:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1431567 | Oak Valley Bancorp | OVLY | State Commercial Banks (6022) | 262326676 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1662767 | Jr Randolph H Holder | 125 North Third Avenue Oakdale CA 95361 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-26 | 10,000 | $10.00 | 51,434 | No | 4 | P | Indirect | By Holder Enterprises, LLC |
| Common Stock | Acquisiton | 2016-08-29 | 5,000 | $9.91 | 56,434 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Holder Enterprises, LLC |
| No | 4 | A | Direct |
Footnotes
- The shares reported in Box 5 are the total shares owned by the Holder Enterprises, LLC. Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC).
- Initial award of restricted stock to director pursuant to Stock Incentive Plan.
- Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
- The restricted stock will vest as follows:Vesting Date: Shares Vested:08/29/2017 100008/29/2018 100008/29/2019 100008/29/2020 100008/29/2021 1000
Billionaire Hedge Funds
