Filing Details
- Accession Number:
- 0000048287-16-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-30 17:28:12
- Reporting Period:
- 2016-08-26
- Filing Date:
- 2016-08-30
- Accepted Time:
- 2016-08-30 17:28:12
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299348 | T Donald Mead | 408 East Second Street Muscatine IA 52761 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-26 | 4,222 | $48.66 | 22,337 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-26 | 4,222 | $55.11 | 18,115 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-08-26 | 22,121 | $23.99 | 40,236 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-26 | 20,921 | $54.46 | 19,315 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-26 | 1,200 | $55.23 | 18,115 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2016-08-26 | 4,222 | $0.00 | 4,222 | $48.66 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2016-08-26 | 22,121 | $0.00 | 22,121 | $23.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-14 | 2017-02-14 | No | 4 | M | Direct |
0 | 2014-02-17 | 2020-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,745 | Indirect | Profit-Sharing Retirement Plan |
Footnotes
- An interim grant of 382 shares was made to the reporting person on February 29, 2016 under the HNI Corporation Supplemental Income Plan for which no Form 4 is required.
- The total reported in column 5 has been adjusted to correct an overstatement of direct holdings by 5.2878 shares first reflected on a Form 4 in January of 2015.
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 - $55.30, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.12 - $55.11, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.16 - $55.34, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.