Filing Details
- Accession Number:
- 0001140361-16-078203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-30 16:05:19
- Reporting Period:
- 2016-08-26
- Filing Date:
- 2016-08-30
- Accepted Time:
- 2016-08-30 16:05:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060523 | Cardinal Financial Corp | CFNL | National Commercial Banks (6021) | 541874630 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277589 | W Christopher Bergstrom | 8270 Greensboro Drive Suite 500 Mclean VA 22102 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-26 | 1,162 | $26.06 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2016-08-29 | 13,500 | $11.74 | 97,476 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-29 | 27,000 | $16.58 | 124,476 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-29 | 27,000 | $16.54 | 151,476 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-29 | 10,665 | $20.05 | 162,141 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-29 | 1,666 | $19.18 | 163,807 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-29 | 79,831 | $26.50 | 83,976 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2016-08-29 | 13,500 | $0.00 | 13,500 | $11.74 |
| Common Stock | Stock Option | Disposition | 2016-08-29 | 27,000 | $0.00 | 27,000 | $16.58 |
| Common Stock | Stock Option | Disposition | 2016-08-29 | 27,000 | $0.00 | 27,000 | $16.54 |
| Common Stock | Stock Option | Disposition | 2016-08-29 | 10,665 | $0.00 | 10,665 | $20.05 |
| Common Stock | Stock Option | Disposition | 2016-08-29 | 1,666 | $0.00 | 1,666 | $19.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-01-26 | No | 4 | M | Direct | |
| 0 | 2023-02-13 | No | 4 | M | Direct | |
| 0 | 2024-02-19 | No | 4 | M | Direct | |
| 5,335 | 2025-03-18 | No | 4 | M | Direct | |
| 3,334 | 2026-02-16 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 20,000 shares, became exercisable in five annual installments beginning on January 26, 2012, which was the first anniversary of the date on which the option was granted.
- The stock options vested as follows: 25% on February 13, 2013 and 25% on the anniversary date of the grant for three years.
- The stock options vested as follows: 1/3 on February 19, 2014 and 1/3 on the anniversary date of the grant for two years.
- The stock options vested as follows: 1/3 on March 18, 2015 and 1/3 on the anniversary date of the grant for two years.
- The stock options vested as follows: 1/3 on February 16, 2016 and 1/3 on the anniversary date of the grant for two years.
Billionaire Hedge Funds
