Home > Insider Trading > Filing (0001209191-16-139117)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1640384	Lm Funding America Inc.	LMFA	Finance Services (6199)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1653728	Carollinn Gould	302 Knights Run Ave., Suite #1000 Tampa FL 33602	Vice President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-29	3,000	$7.87	3,000	No	4	P	Indirect	By Spouse Bruce M. Rodgers IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse Bruce M. Rodgers IRA

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2016-08-26	3,251	$0.69	3,251	$12.50
Common Stock	Warrants	Acquisiton	2016-08-29	649	$0.55	649	$12.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,251		2020-10-31	No	4	P	Indirect
3,900		2020-10-31	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,191,244	Indirect	By CGR63, LLC
Common Stock	42,676	Indirect	By BRR Holding, LLC

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrants	$12.50		2020-10-31	132,420	132,420	Indirect
Common Stock	Warrants	$12.50		2020-10-31	1,500	1,500	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-10-31	132,420	132,420	Indirect
2020-10-31	1,500	1,500	Indirect

Footnotes

Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
Immediately Exercisable
On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020
Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.