Filing Details
- Accession Number:
- 0001209191-16-139108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-30 14:52:36
- Reporting Period:
- 2016-08-29
- Filing Date:
- 2016-08-30
- Accepted Time:
- 2016-08-30 14:52:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1640384 | Lm Funding America Inc. | LMFA | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1653727 | M. Bruce Rodgers | 302 Knights Run Ave., Suite #1000 Tampa FL 33602 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-29 | 3,000 | $7.87 | 3,000 | No | 4 | P | Indirect | By Bruce M. Rodgers IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Bruce M. Rodgers IRA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2016-08-29 | 649 | $0.55 | 649 | $12.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,900 | 2020-10-31 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,191,244 | Indirect | By CGR63, LLC |
Common Stock | 42,676 | Indirect | By BRR Holding, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $12.50 | 2020-10-31 | 3,251 | 3,251 | Indirect | |
Common Stock | Warrants | $12.50 | 2020-10-31 | 13,240 | 13,240 | Indirect | |
Common Stock | Warrants | $12.50 | 2020-10-31 | 1,500 | 1,500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-10-31 | 3,251 | 3,251 | Indirect |
2020-10-31 | 13,240 | 13,240 | Indirect |
2020-10-31 | 1,500 | 1,500 | Indirect |
Footnotes
- Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- Immediately Exercisable
- On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020