Filing Details
- Accession Number:
- 0001171843-16-011981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-29 16:34:25
- Reporting Period:
- 2016-08-25
- Filing Date:
- 2016-08-29
- Accepted Time:
- 2016-08-29 16:34:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407623 | Retail Opportunity Investments Corp | ROIC | Real Estate Investment Trusts (6798) | 260500600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415361 | J. Michael Indiveri | C/O Retail Opportunity Investments Corp. 8905 Towne Centre Drive, Suite 108 San Diego CA 92122 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-08-25 | 2,900 | $22.33 | 8,400 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | 45,139 | Direct |
Footnotes
- The price of the shares of Common Stock purchased by the reporting person ranged from $22.323 per share to $22.33 per share. Upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price will be provided.
- The shares were purchased by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.