Filing Details
- Accession Number:
- 0001182489-16-001218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-29 13:25:12
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-29
- Accepted Time:
- 2016-08-29 13:25:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196301 | Denise Stump | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Evp, Global Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-08-01 | 7 | $66.80 | 14,182 | No | 5 | J | Direct | |
Common Shares | Disposition | 2016-08-25 | 4,500 | $81.72 | 9,682 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Phantom Stock | Acquisiton | 2016-08-26 | 120 | $81.45 | 120 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,586 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.70 to $81.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
- Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.