Filing Details
- Accession Number:
- 0001209191-16-138864
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-26 20:11:12
- Reporting Period:
- 2016-08-24
- Filing Date:
- 2016-08-26
- Accepted Time:
- 2016-08-26 20:11:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187379 | M Anne Holloway | 38 Barry Lane Atherton CA 94027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-06-01 | 8 | $39.83 | 41,583 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2016-08-15 | 91 | $41.37 | 41,674 | No | 4 | A | Direct | |
Common Shares | Disposition | 2016-08-24 | 986 | $40.01 | 40,688 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 6/1/2016 as dividend at FMV
- DER units credited on 8/15/2016 as dividend at FMV