Home > Insider Trading > Filing (0001140361-16-078017)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1200375	Codexis Inc	CDXS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181179	J Bernard Kelley	C/O Codexis, Inc. 200 Penobscot Drive Redwood City CA 94063		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-24	21,666	$2.45	234,906	No	4	M	Direct
Common Stock	Disposition	2016-08-24	12,643	$4.26	222,263	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Sotck	Stock Option (Right to Buy)	Disposition	2016-08-24	16,666	$0.00	16,666	$2.45
Common Sotck	Stock Option (Right to Buy)	Disposition	2016-08-24	5,000	$0.00	5,000	$2.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2017-01-26	No	4	M	Direct
0		2017-06-19	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades in prices ranging from $4.25 to $4.30, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
100% of the shares subject to the option are fully vested and exercisable.