Filing Details
- Accession Number:
- 0001250853-16-000172
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-08-26 15:49:20
- Reporting Period:
- 2016-08-24
- Filing Date:
- 2016-08-26
- Accepted Time:
- 2016-08-26 15:49:20
- Original Submission Date:
- 2016-08-24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425205 | Lion Biotechnologies Inc. | LBIO | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1297696 | Sanford Hillsberg | 1801 Century Park East Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-08-24 | 33,500 | $9.10 | 120,500 | No | 4 | S | Indirect | Family Trust |
Common Stock | Disposition | 2016-08-25 | 20,500 | $8.71 | 100,000 | No | 4 | S | Indirect | Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Family Trust |
No | 4 | S | Indirect | Family Trust |
Footnotes
- On August 24, 2016, the reporting person mistakenly filed a Form 4 reporting a sale of 54,000 shares of common stock on August 22, 2016, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2016. That sale did not occur on August 22, 2016. Rather, on August 24, 2016, 33,500 shares of common stock were sold pursuant to the Rule 10b5-1 trading plan, and on August 25, 2016, another 20,500 shares of common stock were sold pursuant to that same Rule 10b5-1 trading plan.