Home > Insider Trading > Filing (0001196391-16-000006)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820318	Ii-Vi Inc	IIVI	Optical Instruments & Lenses (3827)	251214948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196391	E Thomas Mistler	375 Saxonburg Blvd Saxonburg PA 16056		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-20	984	$21.67	19,634	No	4	A	Direct
Common Stock	Disposition	2016-08-23	4,310	$21.55	23,944	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to Buy)	Acquisiton	2016-08-20	2,460	$21.67	2,460	$21.67

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,460		2026-08-20	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,269,772	Indirect	By Limited Partnerships
Common Stock	346,512	Indirect	By Trusts

Footnotes

Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017. The original Form 4 filing inadvertently overstated the number of shares of restricted stock granted to the reporting person.
Reflects the correct amount of shares of common stock beneficially owned directly by the reporting person following this transaction, which otherwise was reported accurately in the original Form 4 filing.
Represents interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein. This indirect beneficial ownership was reported accurately in the original Form 4 filing.
The original Form 4 filing inadvertently omitted information with respect to this grant of options to the reporting person.
These options vest in four equal annual installments beginning on August 20, 2017.