Filing Details
- Accession Number:
- 0001127602-11-004323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 15:28:21
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 15:28:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211692 | Emil Brolick | C/O Taco Bell Corp. Irvine CA 92714 | Coo - Yum | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-04 | 8,200 | $12.16 | 26,154 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-04 | 8,200 | $49.43 | 17,954 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Acquisiton | 2011-02-04 | 61,100 | $0.00 | 61,100 | $49.30 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-04 | 8,200 | $0.00 | 8,200 | $12.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,100 | 2012-02-04 | 2021-02-04 | No | 4 | A | Direct |
| 33,030 | 2004-01-23 | 2013-01-23 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $12.16 | 2004-01-23 | 2013-01-23 | 164,916 | 164,916 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-01-23 | 164,916 | 164,916 | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades ranging from $49.32 to $49.53. The price reported above reflects the average price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transation was effected.
Billionaire Hedge Funds
