Filing Details
- Accession Number:
- 0001140361-16-077929
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-26 11:19:29
- Reporting Period:
- 2016-08-24
- Filing Date:
- 2016-08-26
- Accepted Time:
- 2016-08-26 11:19:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621087 | W. Dennis Wells | 10000 Alliance Road Cincinnati OH 45242 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-08-24 | 8,435 | $9.67 | 16,536 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2016-08-25 | 2,000 | $9.75 | 28,885 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $5.96 | 2024-10-01 | 100,000 | 100,000 | Direct | |
| Common Shares | Option to Buy | $6.81 | 2024-11-20 | 75,000 | 75,000 | Direct | |
| Common Shares | Option to Buy | $6.55 | 2025-01-02 | 39,923 | 39,923 | Direct | |
| Common Shares | Option to Buy | $9.39 | 2025-07-01 | 45,000 | 45,000 | Direct | |
| Common Shares | Option to Buy | $11.06 | 2026-07-01 | 60,000 | 60,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-10-01 | 100,000 | 100,000 | Direct |
| 2024-11-20 | 75,000 | 75,000 | Direct |
| 2025-01-02 | 39,923 | 39,923 | Direct |
| 2025-07-01 | 45,000 | 45,000 | Direct |
| 2026-07-01 | 60,000 | 60,000 | Direct |
Footnotes
- Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- These holdings have been previously reported on Form 4.
Billionaire Hedge Funds
